Privacy Policy
What does Altura Planning do with your personal information?
The Law
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.
Our Policy
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Income
- Employment and residential information
- Social security number
- Cash balance
- Security balances
- Transaction detail history
- Investment objectives, goals, and risk tolerance
When you are no longer a client, we continue to share your information as described in this notice.
Your Rights
All financial companies need to share customers’ personal information to run their everyday business. We list below the reasons financial companies can share their customers’ personal information; the reasons Altura Planning chooses to share; and whether you can limit this sharing.
Definitions
Everyday Business Purposes
The actions necessary by financial companies to run their business and manage customer accounts, such as providing investment advisory and financial planning advice, processing securities transactions, and otherwise providing financial services to you.
Affiliates
Companies related by common ownership or control. They can be financial and nonfinancial companies. 49 Financial has the following affiliate entity(ies): 49 Management Company, LLC, Alongside, LLC, 25 Giving, LLC, and 818 Family Office, LLC.
Non-Affiliates
Companies not related by common ownership or control. They can be financial and nonfinancial companies. Altura Planning does not share information with non-affiliates for marketing purposes.
Joint Marketing
A formal agreement between nonaffiliated financial companies that together market financial products or services to you. Altura Planning does not engage in joint marketing with non-affiliates.
Reasons we can share your personal information
| Reasons we can share your personal information | Does Altura Planning share? | Can you limit this sharing? |
|---|---|---|
| For our everyday business purposes—such as to provide advice, process your transactions, and maintain your account(s) | Yes | No |
| For our marketing purposes—to offer our products and services to you | Yes | No |
| For joint marketing with other financial companies | No | We do not share |
| For our affiliates’ everyday business purposes—information about your transactions and experiences | Yes | No |
| For our affiliates’ everyday business purposes—information about your creditworthiness | No | We do not share |
| For our affiliates to market to you | No | We do not share |
| For non-affiliates to market to you | No | We do not share |
Contact Us
Call 49 Financial at 512-241-7341
Sharing Practices
How often does Altura Planning notify me about their practices?
We must notify you about our sharing practices when you become a client or if we change our information sharing policies and procedures.
How does Altura Planning protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Altura Planning collect my personal information?
We collect your personal information, for example, when you: establish an investment advisory relationship, contract for financial planning services, open an account or deposit money with custodians, and purchase or sell securities with executing broker-dealers. We also collect your personal information from others, such as custodians, broker-dealers, or other companies.
Why can’t I limit all sharing?
Federal law gives you the right to limit sharing only for: affiliates’ everyday business purposes—information about your creditworthiness, affiliates to market to you, and non-affiliates to market to you. State laws and individual companies may give you additional rights to limit sharing.
If you wish to modify or impose reasonable restrictions concerning the management of your account, or if your financial situation, investment objectives, or risk tolerance have changed, please contact your 49 Financial investment advisor representative or contact Dan Wohlgemuth at 512-241-7341. We will contact you at least annually to determine if your investment goals, objectives, and risk tolerance have changed.
We urge that you advise us immediately if you have not received your custodian or brokerage statement, which is required to be delivered to you no less frequently than quarterly. In addition, please compare any account information provided by us with account statements from your broker-dealer or custodian and to advise us of any discrepancies. The official record of your account is maintained by your broker-dealer or custodian. Thank you.
SMS consent and phone number will not be shared with third parties.